Kristin Burns

Eversheds Sutherland (US) LLP

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SEC raises ceiling on closed-end funds’ investments in private funds

Recent policy initiatives and remarks from leaders of the US Securities and Exchange Commission (SEC) have created a changing landscape for retail access to the private markets. At a recent conference hosted by the Practising...more

7/9/2025 / Closed-End Funds , Disclosure Requirements , Investment Funds , Investment Management , New Guidance , Private Funds , Regulatory Reform , Regulatory Requirements , Retail Investors , Securities and Exchange Commission (SEC)

SEC provides green light to new exemptive relief

The SEC recently issued a notice with regard to a new model of co-investment relief and issued the first exemptive order for multi-class relief to a private BDC. This legal alert discusses both new developments....more

4/16/2025 / Business Development Companies , Exemptions , Investment Advisers Act of 1940 , Investment Funds , Investment Management , Private Funds , Regulatory Requirements , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

COVID-19 - The SEC acts quickly

On Wednesday, March 4, 2020, the Securities and Exchange Commission (SEC) issued two statements intended to ease certain corporate governance and reporting obligations in light of the coronavirus disease 2019 (COVID-19). The...more

3/9/2020 / Business Development Companies , Coronavirus/COVID-19 , Corporate Governance , Investment Management , Relief Measures , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act

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