Latest Publications

Share:

SEC Fines Private Equity Firm $1 Million for Failure to Implement Effective Insider Trading Compliance Procedures Relating to...

On May 26, 2020, the SEC issued an order fining Ares Management LLC $1 million for failing to implement and enforce compliance policies and procedures to prevent the misuse of material, nonpublic information (“MNPI”). The...more

CARES Act Economic Stabilization Package—Oversight Mechanisms & Anti-Fraud Provisions

On March 27, 2020, the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) was passed by Congress and signed into law by the President. The Act provides over US$ 2 trillion in emergency aid to deal with the...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide