Kwaku Osebreh

Kwaku Osebreh

Mayer Brown

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SEC Adopts Amendments to Rule 10b5-1’s Affirmative Defense to Insider Trading Liability & Related Disclosures

On December 14, 2022, the Securities and Exchange Commission (the “SEC”) unanimously adopted amendments (the “amendments”) to Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Exchange Act”) and related disclosure...more

12/19/2022  /  10b5-1 Plans , Affirmative Defenses , Corporate Governance , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Votes to Adopt Amendments to Rule 10b5-1 and Related Disclosure Amendments

At today’s open meeting, the Securities and Exchange Commission voted to approve amendments to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The SEC had proposed extensive amendments in January 2022,...more

12/14/2022  /  10b5-1 Plans , Corporate Governance , New Amendments , Public Meetings , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions
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