Kwaku Osebreh

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SEC Adopts Amendments to Rule 10b5-1’s Affirmative Defense to Insider Trading Liability & Related Disclosures

On December 14, 2022, the Securities and Exchange Commission (the “SEC”) unanimously adopted amendments (the “amendments”) to Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Exchange Act”) and related disclosure...more

12/19/2022 / 10b5-1 Plans , Affirmative Defenses , Corporate Governance , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Votes to Adopt Amendments to Rule 10b5-1 and Related Disclosure Amendments

At today’s open meeting, the Securities and Exchange Commission voted to approve amendments to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The SEC had proposed extensive amendments in January 2022,...more

12/14/2022 / 10b5-1 Plans , Corporate Governance , New Amendments , Public Meetings , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions

2021 SEC Filing Deadlines and Financial Statement Staleness Dates

This Legal Update summarizes the US Securities and Exchange Commission’s 2021 calendar year filing deadlines and financial statement staleness dates. ...more

1/13/2021 / Corporate Governance , Filing Deadlines , Financial Statements , Foreign Private Issuers , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

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