Kwang Lim

Bennett Jones LLP

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CSA Significantly Increases the Capital-Raising Limit Under the Listed Issuer Financing Exemption

On May 14, 2025, the Canadian Securities Administrators (CSA) announced Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption, a change that will significantly increase...more

5/15/2025 / Canada , Canadian Securities Administration , Capital Markets , Capital Raising , Exemptions , Financing , New Regulations , Publicly-Traded Companies , Regulatory Reform , Securities Regulation

Due Diligence Defence Deemed Available for Issuance of Securities in Breach of Securities Laws

The B.C. Securities Commission's (the Commission) decision in Re SunCentro (2017 BCSECCOM 58) provides rare guidance on the availability of a due diligence defence to parties that have illegally distributed securities. The...more

4/21/2017 / Canadian Securities Administration , Defense Strategies , Due Diligence , Enforcement Actions , Exemptions , Prospectus

Securities Regulators in British Columbia, New Brunswick and Saskatchewan Propose Prospectus Exemption for Certain Distributions...

On April 16, 2015, the securities regulatory authorities in British Columbia, New Brunswick and Saskatchewan (the Participating Jurisdictions) published Multilateral CSA Notice 45-315 Proposed Prospectus Exemption for Certain...more

4/30/2015 / Canada , Canadian Securities Administration , Exemptions , Investment Adviser , Proposed Regulation , Prospectus

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