Kyla Sims

Kyla Sims

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Social Media vs. Compliance — The Major Marketing Problem Stumping Financial Services

These days, you'd be hard-pressed to find an business that isn't advertising on social media. But when it comes to financial service providers, social media marketing can become a double-edged sword, or worse a compliance...more

4/15/2025  /  Advertising , Federal Trade Commission (FTC) , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , Marketing , Popular , Recordkeeping Requirements , Regulatory Requirements , Securities and Exchange Commission (SEC) , Social Media
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