There has not been much news regarding SEC enforcement lately, but today the SEC and DOJ both charged a founder of a Washington-based water vending machine manufacturer Water Station Management, LLC and two related companies...more
8/15/2025
/ Criminal Prosecution ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Fiduciary Duty ,
Fraud ,
Institutional Investors ,
Investment Adviser ,
Investment Contract ,
Parallel Proceedings ,
Ponzi Scheme ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Securities Fraud
On Tuesday, August 29, 2023, Bitcoin once again loomed large over financial markets after the D.C. Circuit Court of Appeals vacated an SEC order that rejected Grayscale Investments’ (“Grayscale”) application to list a spot...more