There has not been much news regarding SEC enforcement lately, but today the SEC and DOJ both charged a founder of a Washington-based water vending machine manufacturer Water Station Management, LLC and two related companies...more
8/15/2025
/ Criminal Prosecution ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Fiduciary Duty ,
Fraud ,
Institutional Investors ,
Investment Adviser ,
Investment Contract ,
Parallel Proceedings ,
Ponzi Scheme ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Securities Fraud