Landon Mignardi

Landon Mignardi

Holland & Knight LLP

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SEC Enforcement Continues SPAC Crackdown as Founder Trading Profits Generate Scrutiny

Despite the frothy market for special purpose acquisition companies (SPACs) in 2021, companies considering such a transaction have been met recently with significant market headwinds, a short supply of suitable targets, the...more

6/15/2023  /  Conflicts of Interest , Disclosure Requirements , Enforcement Actions , Enforcement Priorities , Failure To Disclose , Initial Public Offering (IPO) , Insider Trading , Investment Adviser , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)

Tout, Tout, Let It All Out: SEC Continues Crackdown on Celebs, Athletes Touting Digital Assets

Former NBA player and Hall of Famer Paul Pierce is the latest celebrity cryptocurrency promoter to get caught in the net of the anti-touting provisions of federal securities laws. In a recent settled order issued by the SEC,...more

3/3/2023  /  Athletes , Celebrity Endorsements , Cryptocurrency , Digital Assets , Endorsements , Enforcement Priorities , Influencers , Initial Coin Offering (ICOs) , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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