When it comes to asset tracing, what are the top trends you’re advising clients on?
First and foremost, do it early. Do not wait until you have an award or judgment has been handed out as it is already too late. By this...more
No Longer Just a Matter of Paying the Fine and Moving On.
Corporate settlement agreements used to be straightforward—pay the penalty and move on. Now, these resolutions rival complex business transactions, including...more
9/12/2023
/ Breach of Duty ,
Compliance Management Systems ,
Corporate Misconduct ,
Corporate Monitoring ,
Corrective Action Plans (CAPs) ,
Deferred Prosecution Agreements ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Ethics ,
Foreign Corrupt Practices Act (FCPA) ,
Forensic Examination ,
Government Investigations ,
Internal Audit Functions ,
Remediation ,
Risk Assessment ,
Sarbanes-Oxley ,
Securities and Exchange Commission (SEC) ,
Settlement Agreements ,
White Collar Crimes
The DOJ has signaled that CEO and CCO certifications will become a staple of all corporate settlement agreements. Critics worry CEOs and CCOs face undue personal liability and argue it will dissuade CCOs from accepting the...more
11/10/2022
/ Anti-Corruption ,
Anti-Money Laundering ,
CEOs ,
Certifications ,
Chief Compliance Officers ,
Compliance ,
Corporate Governance ,
Department of Justice (DOJ) ,
Ethics ,
Foreign Corrupt Practices Act (FCPA) ,
Incident Response Plans ,
Risk Assessment ,
Securities and Exchange Commission (SEC) ,
Third-Party ,
White Collar Crimes