Laura Scott

K&L Gates LLP

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OFSI's Enforcement Playbook is Being Redrafted: What This Potential Reform Means for You

On 22 July 2025, the UK’s Office of Financial Sanctions Implementation (OFSI) launched a major consultation proposing wide-ranging enhancements to its civil enforcement framework (the Consultation). The Consultation is open...more

7/31/2025 / Economic Sanctions , Enforcement Actions , Fines , Office of Financial Sanctions Implementation (OFSI) , Regulatory Oversight , Regulatory Reform , Reporting Requirements , UK , Voluntary Disclosure

Key Takeaways From the UK Financial Conduct Authority's Revised Enforcement Guide

Following a two-part consultation, which began in February 2024 (i.e., CP 24/2 and CP 24/2: Part 2) and was accompanied by a Policy Statement (PS25/5) setting out the UK Financial Conduct Authority’s (FCA) consultation...more

6/30/2025 / Disclosure Requirements , Enforcement Actions , Enforcement Guidance , Financial Conduct Authority (FCA) , Financial Institutions , Financial Services Industry , Investigations , Regulatory Oversight , Regulatory Requirements , UK

FCA Backpedals: "Name and Shame" and Diversity and Inclusion Requirements Axed, and Non-financial Misconduct Rules Delayed

The United Kingdom’s Financial Conduct Authority (FCA) has announced significant changes to its regulatory approach, including dropping the obligation to “name and shame” firms under investigation, dropping the proposed...more

4/15/2025 / Diversity and Inclusion Standards (D&I) , Enforcement Actions , Financial Conduct Authority (FCA) , Financial Institutions , Financial Services Industry , Proposed Rules , Regulatory Oversight , Regulatory Reform , Regulatory Requirements , UK

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