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SEC Settles Enforcement Proceedings Against Adviser for Allegedly Misleading Performance Advertising

On June 14, 2024, the SEC announced the settlement of administrative proceedings brought against a registered investment adviser for disseminating allegedly misleading performance information of a private fund that it...more

7/23/2024  /  Advertising , Initial Public Offering (IPO) , Investment Advisers Act of 1940 , Securities and Exchange Commission (SEC)
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