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SEC Provides Helpful Marketing Rule FAQ Guidance

On March 19, 2025, the Securities and Exchange Commission (“SEC”) updated its frequently asked questions (FAQs) relating to Rule 206(4)-1 under the Investment Advisers Act of 1940 (the “Marketing Rule”). The new FAQs permit...more

4/3/2025  /  Disclosure Requirements , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Marketing , New Guidance , Proposed Rules , Regulatory Requirements , Securities and Exchange Commission (SEC)
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