Lauren Mann

Lauren Mann

McGuireWoods LLP

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Treasury Department Declares Intent to Limit CTA to Foreign Reporting Companies

After the Financial Crimes Enforcement Network (FinCEN) stated that it would hold off on taking enforcement actions against Reporting Companies for failure to comply with the March 21, 2025, deadline under the Corporate...more

3/4/2025  /  Beneficial Owner , Corporate Governance , Corporate Transparency Act , FinCEN , Proposed Rules , Regulatory Agenda , Reporting Requirements , Rulemaking Process , U.S. Treasury

Bank Secrecy Act’s Anti-Money Laundering and Counter Terrorism Financing Requirements to Apply to Investment Advisers

The Bank Secrecy Act (“BSA”) establishes program, recordkeeping, and reporting requirements for certain financial institutions to combat and detect money laundering, terrorist financing, and other illicit activities. On...more

2/19/2024  /  AML/CFT , Bank Secrecy Act , Exempt Reporting Advisers (ERAs) , FinCEN , Investment Adviser , Investment Advisers Act of 1940 , Proposed Rules , Suspicious Activity Reports (SARs)
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