Leana Garipova

Leana Garipova

Akin Gump Strauss Hauer & Feld LLP

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The SEC’s Latest Risk Alert Puts ESG Investing in the Crosshairs

The Securities and Exchange Commission’s (SEC, or Commission) Division of Examinations (Division) recently issued a Risk Alert highlighting staff observations from examinations of investment advisers, registered investment...more

4/22/2021  /  Compliance , Corporate Governance , Environmental Social & Governance (ESG) , Investment Adviser , Investment Management , Portfolio Managers , Proxy Voting , Risk Alert , Securities and Exchange Commission (SEC)

SEC Guidance on COVID-19 Disclosures and Regulatory Relief for Public Companies and Investment Advisers

Earlier this year, the Securities and Exchange Commission (SEC) encouraged registrants to consider the impact of the novel coronavirus (COVID-19) on their business and financial results, and companies responded with various...more

3/23/2020  /  Coronavirus/COVID-19 , Disclosure Requirements , Filing Deadlines , Investment Adviser , New Guidance , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC)
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