On January 27, 2022, the SEC’s Division of Examinations (“EXAMS”) released a risk alert (the “Risk Alert”) outlining its observations regarding compliance issues uncovered by its staff in examinations of registered investment...more
2/10/2022
/ Due Diligence ,
Fiduciary Duty ,
Hedge Funds ,
Investment Adviser ,
Limited Partnership Agreements ,
Misleading Statements ,
Omissions ,
Private Equity ,
Private Funds ,
Regulatory Oversight ,
Risk Alert ,
Securities and Exchange Commission (SEC)
On January 26, 2022, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Form PF, the confidential reporting form the SEC uses to collect data about certain SEC-registered investment advisers to hedge...more