Running a college has never been an easy job. But as this academic year draws to a close, higher education is experiencing new challenges with potential long-lasting impacts....more
6/17/2025
/ Colleges ,
Department of Education ,
Diversity and Inclusion Standards (D&I) ,
Endowment Funds ,
Enforcement Actions ,
Executive Orders ,
Federal Funding ,
General Services Administration (GSA) ,
Immigration ,
Investigations ,
New Legislation ,
Students for Fair Admissions v Harvard College ,
Tax Exemptions ,
Title IX ,
Trump Administration ,
Universities ,
Vaccinations
The Commodity Futures Trading Commission, under a reconstituted Commission, is signaling a new era of aggressive enforcement of the Commodity Exchange Act.
Significant Violations and Penalties -
United States-
On...more
In June, FINRA reminded broker-dealers of their best execution obligations which are derived from common law agency principles and fiduciary obligations. The best execution obligation is incorporated in applicable MSRB rules...more
Previous Repos -
In the last Client Alert, it was reported that the New York Fed recently infused approximately $220 billion into the banking system – $70 billion of overnight repos and $150 billion in term repos....more
12/30/2019
/ Banking Sector ,
CFTC ,
Enforcement Actions ,
Federal Reserve ,
FOMC ,
Interest Rates ,
Libor ,
Liquidity ,
Market Manipulation ,
Secured Overnight Funding Rate (SOFR) ,
Swaps