Lindsey Taulbee

K&L Gates LLP

+ Follow Contact

Latest Publications

Share:

SEC Policy Shift and Recent Corp Fin Updates–Part 3

SEC Issues New Guidance on Exclusion of Shareholder Proposals - Since the beginning of the year, the US Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (Corp Fin Staff) has issued several...more

5/13/2025 / Corporate Governance , Environmental Social & Governance (ESG) , New Guidance , Proxy Statements , Regulatory Reform , Rule 14a-8 , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholder Proposals

SEC Policy Shift and Recent Corp Fin Updates – Part 1

Since the beginning of the year, the US Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (Corp Fin Staff) has issued several important statements and interpretations, including a Staff Legal...more

4/8/2025 / Beneficial Owner , Corporate Governance , Disclosure Requirements , Proxy Season , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders , Tender Offers

The State of Play for Reverse Stock Splits by Nasdaq- And Nyse-Listed Issuers

Introduction - Issuers listed on the Nasdaq Stock Market and the New York Stock Exchange (NYSE) often conduct reverse stock splits to maintain compliance with each exchange’s US$1.00 minimum share price requirement. A reverse...more

1/30/2025 / Capital Markets , Corporate Governance , Disclosure Requirements , Nasdaq , NYSE , Publicly-Traded Companies , Regulatory Requirements , Reverse Stock Splits , Securities Regulation

3 Results

View per page

Page: of 1