Lindsey Taulbee

Lindsey Taulbee

K&L Gates LLP

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SEC Policy Shift and Recent Corp Fin Updates–Part 3

SEC Issues New Guidance on Exclusion of Shareholder Proposals - Since the beginning of the year, the US Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (Corp Fin Staff) has issued several...more

5/13/2025  /  Corporate Governance , Environmental Social & Governance (ESG) , New Guidance , Proxy Statements , Regulatory Reform , Rule 14a-8 , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholder Proposals

SEC Policy Shift and Recent Corp Fin Updates – Part 1

Since the beginning of the year, the US Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (Corp Fin Staff) has issued several important statements and interpretations, including a Staff Legal...more

4/8/2025  /  Beneficial Owner , Corporate Governance , Disclosure Requirements , Proxy Season , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders , Tender Offers
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