The Autorité des marchés financiers (AMF), the body responsible for enforcing Québec’s legislation concerning the financial sector, recently adopted a Self-Reporting and Cooperation Policy. The policy, adopted on May 20,...more
6/5/2025
/ AMF ,
Canada ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Services Industry ,
Government Agencies ,
Penalties ,
Regulatory Requirements ,
Reporting Requirements ,
Sanctions ,
Securities Regulation ,
Self-Disclosure Requirements ,
Self-Reporting
The new policy provides for increased flexibility in the assessment of a supplier’s conduct, but targets a much broader range of situations triggering ineligibility,
Introduction - The Government of Canada recently updated...more
The Superior Court of Québec recently published its reasons1 approving Canada’s second remediation agreement under the Criminal Code, Canada’s version of a deferred prosecution agreement (DPA). In his reasons, Justice Marc...more
The Superior Court of Québec recently published its reasons1 approving Canada’s first remediation agreement under the Criminal Code, which is Canada’s version of a deferred prosecution agreement (DPA). In his reasons, the...more