The Autorité des marchés financiers (AMF), the body responsible for enforcing Québec’s legislation concerning the financial sector, recently adopted a Self-Reporting and Cooperation Policy. The policy, adopted on May 20,...more
6/5/2025
/ AMF ,
Canada ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Services Industry ,
Government Agencies ,
Penalties ,
Regulatory Requirements ,
Reporting Requirements ,
Sanctions ,
Securities Regulation ,
Self-Disclosure Requirements ,
Self-Reporting
The Superior Court of Québec recently published its reasons1 approving Canada’s first remediation agreement under the Criminal Code, which is Canada’s version of a deferred prosecution agreement (DPA). In his reasons, the...more