Louis Rambo

Proskauer Rose LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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New SEC Probe of ICO Issuers and SAFT Structure

The Wall Street Journal recently reported that the SEC has issued dozens of subpoenas and information requests in connection with sales and pre-sales of initial coin offerings. As we have previously noted, the SEC Enforcement...more

3/13/2018 / Cryptocurrency , Distributed Ledger Technology (DLT) , Financial Markets , Initial Coin Offering (ICOs) , Regulatory Oversight , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Token Sales

New York State Department of Financial Services Issues Guidance to Virtual Currency Entities

On February 7, 2018, the New York State Department of Financial Services (“DFS”) issued guidance for all virtual currency entities licensed by New York State regarding the prevention of market manipulation, fraud, and other...more

2/22/2018 / Anti-Fraud Provisions , CFTC , Cryptocurrency , Department of Financial Services , Financial Services Industry , New Guidance , NYDFS , Reporting Requirements , Securities and Exchange Commission (SEC) , Virtual Currency

Further SEC action and guidance with respect to ICOs and cryptocurrencies

The SEC took two additional steps today in its regulation and oversight of the initial coin offering (“ICO”) and cryptocurrency markets. In the SEC’s latest action targeting an ICO, the SEC Enforcement Division’s new Cyber...more

2/21/2018 / Cryptocurrency , Enforcement Actions , Financial Markets , Initial Coin Offering (ICOs) , Investors , Regulatory Oversight , Section 5 , Securities and Exchange Commission (SEC) , Token Sales

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