Louisa O'Kelly

Louisa O'Kelly

Sullivan & Worcester

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SEC Proposes Changes to Liquidity Risk Management and Swing Pricing Rules

On November 2, 2022, the Securities and Exchange Commission (“SEC”) proposed  amendments to the current rules relating to liquidity risk management and swing pricing (the “Proposal”)....more

11/8/2022  /  Investment , Investment Management , Liquidity Risk Management Rule , NAV , Proposed Amendments , Regulatory Agenda , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Regulation , Swing Pricing
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