The Digital Operational Resilience Act ("DORA") is the EU's latest legislative effort to enhance digital operational resilience across the financial sector through a harmonised set of rules for managing information and...more
As the evolution of payments continues at a rapid pace it is important that industry participants are up to date on the regulatory developments supporting and guiding these developments. This publication outlines the key...more
The European Supervisory Authorities (“ESAs”) published a roadmap to designate critical ICT third-party service providers (“CTPPs”) under the Digital Operational Resilience Act (“DORA”). To designate an ICT third-party...more
Firms involved in implementing changes to comply with new rules under the EU Digital Operational Resilience Act (DORA) have questioned whether financial services provided by other regulated firms may fall within the...more
The EU Digital Operational Resilience Act (“DORA”) is due to apply from 17 January 2025. It is designed to ensure regulated financial entities can withstand and recover from technology issues such as cyber events and...more
The UK’s Financial Conduct Authority (FCA) has published its observations on the response by regulated firms to the global IT incident that occurred in July 2024. The incident has been widely reported as one of the most...more
London Tech Week 2024 took place on 10-14 June this year. Our attendees, Daniel Lee, Robert Fett and Telha Arshad, observed some key themes throughout the event, including the UK’s robust position as an investment hub for...more
The UK’s financial regulators have responded to the government’s White Paper on its approach to regulating the use of artificial intelligence and machine learning (AI). Publications from the Financial Conduct Authority (FCA),...more
In recent years, operational resilience has come under the spotlight of financial regulators globally, leading to a proliferation of new regulation. The sheer number of publications on this topic can be confusing for...more
3/25/2021
/ Capital Requirements ,
Cloud Computing ,
EIOPA ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Services Industry ,
Information and Communication Technology (ICT) ,
MiFID II ,
Payment Services Directive ,
Regulatory Agenda ,
Solvency II ,
UK Brexit
In recent years, operational resilience has come under the spotlight of financial regulators globally, leading to a proliferation of new regulation. The sheer number of publications on this topic can be confusing for...more