Luke Cadigan

Cooley LLP

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Latest Posts › Securities Fraud

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Dissemination of One’s Own Misstatements Does Not Create Scheme Liability, Says New York Court

On July 16, 2025, the US District Court for the Eastern District of New York dismissed a scheme liability claim in an enforcement action brought by the US Securities and Exchange Commission (SEC) against a company’s former...more

8/11/2025 / Corporate Officers , Enforcement Actions , Misleading Statements , Motion to Dismiss , Private Securities Litigation Reform Act of 1995 , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Fraud , Securities Regulation

SEC Now Requires Commission Approval for Subpoenas, but Says It Is Not ‘Walking Away’ From Enforcement

On March 10, 2025, the US Securities and Exchange Commission (SEC) adopted a final rule that will require a majority of the Commissioners to agree before the SEC formally opens an investigation. For the past 15 years, that...more

3/19/2025 / Corporate Governance , Enforcement Actions , Final Rules , Insider Trading , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Regulation , Subpoenas

Blog: SEC Charges Alternative Data Provider With Misrepresenting Data Sources

What happened - Last week the SEC brought securities fraud charges against App Annie and its co-founder and former CEO and Chairman Bertrand Schmitt for engaging in deceptive practices and making material...more

9/23/2021 / Enforcement Actions , Insider Trading , Securities and Exchange Commission (SEC) , Securities Fraud

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