M. Todd Scott

M. Todd Scott

Orrick, Herrington & Sutcliffe LLP

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The SEC Urges Supreme Court Review Of The Constitutionality Of Its Administrative Law Judges

On November 29, 2017, the Solicitor General filed a brief on behalf of the Securities and Exchange Commission (the "Commission") in Raymond J. Lucia et al. v. Securities and Exchange Commission, No. 17-130, asking the Supreme...more

12/8/2017  /  Administrative Law Judge (ALJ) , Administrative Proceedings , Appointments Clause , Constitutional Challenges , Enforcement Actions , Investment Adviser , Petition for Writ of Certiorari , SCOTUS , Securities and Exchange Commission (SEC) , Wealth Management

International Hacking and Insider Trading Scheme Exposes Cybersecurity Vulnerabilities at Third-Party Vendors

On August 11, 2015, the SEC announced that it was bringing fraud charges against 32 defendants for their alleged participation in a five-year, international hacking and insider trading scheme. According to the SEC, two...more

8/19/2015  /  Cyber Attacks , Cybersecurity , Financial Industry Regulatory Authority (FINRA) , Hackers , Insider Trading , Securities and Exchange Commission (SEC) , Securities Fraud
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