Mahlet Ayalew

Mahlet Ayalew

WilmerHale

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The SECs Fixed Income Market Structure Advisory Committee Approves Two New Recommendations

The Securities and Exchange Commission’s (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) held its latest meeting on February 10, 2020. The SEC formed FIMSAC to provide advice to the SEC on the efficiency and...more

3/17/2020  /  Advisory Committee , Corporate Bonds , Financial Industry Regulatory Authority (FINRA) , Fixed Income Investments , MSRB , Municipal Securities Market , Regulatory Agenda , Securities and Exchange Commission (SEC) , TRACE

FINRA Introduces Two Fixed Income Initiatives

The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets. FINRA proposed to establish a central depository for the public dissemination of new issue...more

2/21/2020  /  Corporate Bonds , Data Collection , Financial Industry Regulatory Authority (FINRA) , Fixed Income Investments , Petition for Review , Popular , Portal , Securities and Exchange Commission (SEC) , Subscribers , U.S. Treasury
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