In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
7/20/2016
/ Admissions ,
AIM ,
Beneficial Owner ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Financial Conduct Authority (FCA) ,
Initial Public Offering (IPO) ,
International Financial Reporting Standards ,
MiFID II ,
UK ,
UK Brexit ,
UK Bribery Act
US DEVELOPMENTS -
SEC and NYSE/Nasdaq Developments -
FAST Act Amends JOBS Act and Creates New Exemption for Resales of Restricted Securities -
On 4 December 2015, the Fixing America’s Surface Transportation...more
5/9/2016
/ Audit Committee ,
Bureau of Industry and Security (BIS) ,
Corporate Governance ,
Fixing America’s Surface Transportation Act (FAST Act) ,
International Financial Reporting Standards ,
JOBS Act ,
Latin America ,
MiFID II ,
Modern Slavery Act ,
Proxy Voting Guidelines ,
Takeover Code ,
Transparency Directive ,
UK
In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
1/29/2016
/ AIM ,
Corporate Governance ,
Enforcement Actions ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Reporting ,
MiFID II ,
Proxy Voting Guidelines ,
Succession Planning ,
Takeover Code ,
Transparency Directive ,
UK
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of 2015 that may be of interest to Latin American corporations and financial...more
10/22/2015
/ Audit Committee ,
Capital Markets ,
Corporate Governance ,
Dodd-Frank ,
Enforcement Actions ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Reporting ,
G20 ,
Latin America ,
London Stock Exchange ,
MiFID II ,
OECD ,
Regulation Technical Standards (RTS) ,
Resource Extraction ,
UK ,
Whistleblowers
In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
10/19/2015
/ AIM ,
Capital Markets ,
Corporate Governance ,
Department of Justice (DOJ) ,
Digital Single Market ,
Enforcement Actions ,
EU ,
Executive Compensation ,
Financial Conduct Authority (FCA) ,
Israel ,
Limited Partnerships ,
London Stock Exchange ,
Market Manipulation ,
MiFID II ,
Nasdaq ,
NYSE ,
Private Equity ,
Regulation Technical Standards (RTS) ,
Securities and Exchange Commission (SEC) ,
Shareholder Rights ,
Transparency ,
UK
In this newsletter, we provide a snapshot of the principal European, US and selected international governance and securities law developments of interest to European corporates.
...more
10/13/2015
/ Alternative Investment Funds ,
Corporate Governance ,
Enforcement Actions ,
EU ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Financial Reporting ,
Germany ,
London Stock Exchange ,
NYSE ,
OECD ,
Proxy Season ,
Proxy Voting Guidelines ,
Securities ,
Securities and Exchange Commission (SEC) ,
Shareholder Rights ,
Transparency ,
UK
In this issue:
- HKEx Publishes Consultation Conclusions on Weighted Voting Rights
- Corporate Governance Reforms in Japan
- SEC and NYSE/Nasdaq Developments
- Sanctions Round-Up
- Noteworthy US...more
7/20/2015
/ Asia ,
China ,
Conflict Mineral Rules ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement Actions ,
EU ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Financial Reporting ,
Proxy Advisors ,
Sanctions ,
Securities and Exchange Commission (SEC) ,
UK ,
Voting Rights
In this issue:
- Japan Releases Exposure Draft of New Corporate Governance Code
- Launch of Shanghai-Hong Kong Stock Connect
- SEC and NYSE Developments
- Noteworthy US Securities Law Litigation...more
1/29/2015
/ Bureau of Industry and Security (BIS) ,
Compensation & Benefits ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement Actions ,
EU ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Financial Markets ,
Hong Kong Stock Exchange ,
Japan ,
NYSE ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Shanghai Stock Exchange ,
UK
In this issue:
- US DEVELOPMENTS
- SEC Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- EU DEVELOPMENTS
- European Commission...more
10/16/2014
/ Audits ,
Bureau of Industry and Security (BIS) ,
Compliance ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement ,
Enforcement Actions ,
EU ,
European Merger Control Regulation ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Regulatory Reform ,
HKEx ,
Securities and Exchange Commission (SEC) ,
Trade Market Abuse ,
UK ,
Voting Rights
In this issue:
- ASIAN DEVELOPMENTS
- HKEx Publishes Revised Connected Transaction Rules
- US DEVELOPMENTS
- SEC Developments
- PCAOB Adopts Auditing Standard and Amendments
-...more
7/16/2014
/ Asia ,
Audits ,
Corporate Social Responsibility ,
Department of Justice (DOJ) ,
Employee Benefits ,
Enforcement ,
Enforcement Actions ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
HKEx ,
MiFID ,
Over The Counter Derivatives (OTC) ,
PCAOB ,
Securities and Exchange Commission (SEC) ,
UK