Marc Leong

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House of Representatives Pass Capital Formation Related Legislation

On June 23, 2025, the House of Representatives (the “House”) passed seven bills relating to capital formation. As discussed in a previous post, these bills were reported to the House by the House Committee on Financial...more

6/25/2025 / Capital Formation , Emerging Growth Companies , Financial Regulatory Reform , Investment , Investors , New Legislation , Proposed Legislation , Securities and Exchange Commission (SEC) , Securities Regulation , Small Business

Capital Formation Related Legislation Advances

In late May 2025, the House Committee on Financial Services (the “Committee”) held a full committee markup, during which the Committee successfully reported 25 bills to the House of Representatives (the “House”). The bills...more

6/13/2025 / Accredited Investors , Capital Markets , Emerging Growth Companies , Investment , Investors , New Legislation , Proposed Legislation , Securities and Exchange Commission (SEC) , Securities Regulation , Small Business

Managed Funds Association Publishes Letter to SEC Acting Chair Mark Uyeda

The Managed Funds Association (“MFA”) published a letter dated January 20, 2025, to Acting Chair Mark T. Uyeda of the US Securities and Exchange Commission, outlining several policy recommendations for the SEC’s...more

2/11/2025 / Enforcement Actions , Financial Services Industry , Investment Funds , Investors , Regulatory Agenda , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

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