A heightened risk for cyberattacks and data breaches calls for companies to remain diligent as they navigate a patchwork of federal, state, local and sector-specific privacy and data protection laws, regulations and guidance....more
8/13/2021
/ Cybersecurity ,
Data Collection ,
Data Management ,
Data Privacy ,
Data Processors ,
Data Protection ,
Information Governance ,
Personal Data ,
Personally Identifiable Information ,
Popular ,
Risk Management
A cyber breach can have serious legal, financial, and reputational consequences for a company, as described in our previous post. As such, cybersecurity threats must be treated as business risks, not just a potential IT...more
9/17/2020
/ Chief Compliance Officers ,
Cyber Threats ,
Cybersecurity ,
Data Breach ,
Data Protection ,
Data Security ,
Incident Response Plans ,
Personally Identifiable Information ,
Popular ,
Security Risk Assessments ,
Senior Managers
A cyber breach can have serious legal, financial, and reputational consequences for a fund sponsor, as described in our previous post. As such, cybersecurity threats must be treated as business risks, not just a potential IT...more
9/16/2020
/ Broker-Dealer ,
Chief Compliance Officers ,
Cyber Threats ,
Cybersecurity ,
Data Breach ,
Data Protection ,
Data Security ,
Incident Response Plans ,
Personally Identifiable Information ,
Popular ,
Registered Investment Advisors ,
Regulation S-P ,
Security Risk Assessments ,
Senior Managers
With more people working remotely than ever before in light of COVID-19, firms in the private equity and hedge fund space should review their Regulation S-P privacy and information-safeguarding policies to ensure they are...more
6/30/2020
/ Broker-Dealer ,
Consumer Financial Protection Bureau (CFPB) ,
Coronavirus/COVID-19 ,
Cybersecurity ,
Data Privacy ,
Data Protection ,
Data Security ,
OCIE ,
Personally Identifiable Information ,
Policies and Procedures ,
Regulation P ,
Regulation S-P ,
Risk Alert ,
Securities and Exchange Commission (SEC)