On 15 July 2025, the FCA published PS25/9 and PS25/10 outlining its final rules for the new Public Offers and Admissions to Trading regime, which will supersede the existing UK Prospectus Regulation from 19 January 2026. This...more
7/16/2025
/ Capital Markets ,
Climate Change ,
Corporate Financing ,
Corporate Governance ,
Disclosure Requirements ,
Financial Conduct Authority (FCA) ,
Financial Regulatory Reform ,
Initial Public Offering (IPO) ,
Listing Rules ,
Prospectus ,
Public Offerings ,
Retail Investors ,
UK
On 6 February 2025, the House of Lords Financial Services Regulation Committee published a report titled “Naming and shaming: how not to regulate”....more
3/17/2025
/ Corporate Governance ,
Criminal Prosecution ,
Disclosure Requirements ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
Regulatory Requirements ,
Securities Violations ,
UK
On 20 December 2023, the FCA published consultation paper CP23/31 setting out detailed proposals for the new UK listing regime....more
An overview of the key developments around reforming the UK capital markets regime following Lord Hill's UK Listings Review, launched as part of the UK government's plan to strengthen the UK's position as a leading global...more