Uncertainty was a prominent theme at last week’s ABA White Collar Crime Institute. The Trump administration has issued a series of directives that seem to shift and narrow the scope of (if not entirely abandon) a host of...more
3/17/2025
/ CFTC ,
Cybersecurity ,
Department of Government Efficiency (DOGE) ,
Department of Justice (DOJ) ,
Emerging Technologies ,
Enforcement ,
Enforcement Priorities ,
False Claims Act (FCA) ,
Federal Contractors ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Trump Administration ,
Whistleblowers ,
White Collar Crimes
In an increasingly digital world, financial firms need to be mindful of the variety of electronic communication channels that their employees use for work. Even where firms require employees to use firm-managed email networks...more
8/15/2023
/ CFTC ,
Compliance ,
Electronic Communications ,
Employees ,
Employer Liability Issues ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Institutions ,
Instant Messaging Apps ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC)