Mark Mallery

Mark Mallery

Ogletree, Deakins, Nash, Smoak & Stewart, P.C.

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CFTC Unveils Replacement Penalty Mitigation Policy Focused on Self-Reporting, Cooperation, and Remediation

The Commodity Futures Trading Commission (CFTC), an independent U.S. government agency that regulates the U.S. derivatives markets, including futures, options, and swaps, has announced a new policy for mitigating potential...more

3/31/2025  /  CFTC , Commodity Exchange Act (CEA) , Cooperation , Enforcement Actions , New Guidance , Penalties , Regulatory Reform , Remediation , Self-Reporting , Trump Administration
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