The Stock Exchange of Hong Kong Limited (SEHK) publishes Listed Issuer Regulation Newsletter -
The SEHK published the Listed Issuer Regulation Newsletter (December 2022 edition) (Newsletter), to provide latest regulatory...more
The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against China Bright Culture Group (stock code: 109) and two current and former executive directors -
Key message:
• Newly-listed companies must keep...more
The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Good Resources Holdings Limited (delisted) (previous stock code: 109) and its former director Key messages:
• Listed companies must not use their...more
SEHK publishes updates on frequently asked questions (FAQs) The Stock Exchange of Hong Kong (SEHK) published the following updates on FAQs:
• FAQ No. 102-2022 to 117-2022 on questions relating to Special Purpose...more
The Stock Exchange of Hong Kong (SEHK) publishes new enforcement bulletin (August 2022 edition) (the Enforcement Bulletin) SEHK published the Enforcement Bulletin regarding the latest learnings and actions of its enforcement...more
The Stock Exchange of Hong Kong (SEHK) publishes revised e-forms and guidelines for new listing applicants -
SEHK published the following revised e-forms and their corresponding revised form filling guidelines:
On the...more
The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Mingfa Group (International) Company Limited (stock code: 846) (the Company) and four former directors Key messages:
• Directors must act honestly,...more
The Stock Exchange of Hong Kong (SEHK) publishes revised e-forms SEHK published the following revised eForms: On the Main Board:
• M112 - IPO application form for waiver from strict compliance with requirement under the...more
The Stock Exchange of Hong Kong(SEHK) launches board diversity repository and enhances ESG academy SEHK launched a board diversity repository to improve access to information on and transparency around board diversity, and...more
Hogan Lovells' Hong Kong Corporate & Regulatory Insights March 2022 edition is published today to keep you abreast of the recent legal and regulatory developments in the Hong Kong corporate market.
...more
The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Fantasia Holdings Group Co., Limited (Stock Code: 1777) (Fantasia), Colour Life Services Group Co., Limited (Stock Code 1778) (Colour Life) and four...more
The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Yihua Overseas Investment Ltd (the Issuer)(delisted, previous debt Stock Code: 5293) and its authorised representative
Key messages:
• An issuer must...more
On 26 January 2022, the Hong Kong Monetary Authority (HKMA) published its fifth edition of the Regtech Adoption Practice Guide (the Guide) focusing on cyber risk management regulatory technology (Regtech) solutions. The Guide...more
Hogan Lovells' Hong Kong Corporate & Regulatory Insights October 2021 edition is published today to keep you abreast of the recent legal and regulatory developments in the Hong Kong corporate market. The topics covered in...more
The Stock Exchange of Hong Kong Limited (SEHK) takes disciplinary action against a former director of Winto Group (Holdings) Limited (the Company) (Stock Code: 8238) -
The GEM Listing Committee of SEHK (the GEM Listing...more
Hogan Lovells' Hong Kong Corporate & Regulatory Insights July 2021 edition is published today to keep you abreast of the recent legal and regulatory developments in the Hong Kong corporate market.
The topics covered in the...more
8/19/2021
/ AML/CFT ,
Capital Markets ,
Corporate Governance ,
Data Privacy ,
Data Protection ,
Financial Services Industry ,
Hong Kong ,
Hong Kong Monetary Authority (HKMA) ,
Hong Kong Stock Exchange ,
Listing Rules ,
Publicly-Traded Companies
The Stock Exchange of Hong Kong Limited (SEHK) publishes Listed Issuer Regulation Newsletter SEHK published Listed Issuer Regulation Newsletter with the following highlights: Issuers meeting financial reporting obligations...more
On 1 June 2021, the Hong Kong Government announced that it will enact the Telecommunications (Registration of SIM Cards) Regulation (Regulation) to implement the Real-name Registration Programme for subscriber identity module...more
Equity Capital Markets -
The Stock Exchange of Hong Kong Limited (SEHK) publishes consultation paper on review of corporate governance code and related Listing Rules -
SEHK published a consultation paper outlining...more
5/28/2021
/ AML/CFT ,
Capital Markets ,
Corporate Governance ,
Data Privacy ,
Data Protection ,
Financial Services Industry ,
Hong Kong ,
Hong Kong Monetary Authority (HKMA) ,
Hong Kong Stock Exchange ,
Listing Rules ,
Publicly-Traded Companies
The tracker covers a range of developments across the region, including steps taken by the Chinese authorities to decentralise regulations in the insurance sector, a new amendment bill passed by the Hong Kong Legislative...more
4/1/2021
/ China ,
Consumer Insurance Products ,
Financial Services Industry ,
Hong Kong ,
Indonesia ,
Insurance Regulations ,
Legislative Agendas ,
Life Insurance ,
Regulatory Agenda ,
Regulatory Oversight ,
Singapore
The Stock Exchange of Hong Kong Limited (SEHK) publishes revised Listing e-Forms and guidelines for new applicants, Main Board (MB) issuers, and Growth Enterprise Market (GEM) issuers -
The Listing e-Forms, which include...more
3/24/2021
/ Data Protection ,
Enforcement Actions ,
Financial Services Industry ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Hong Kong Stock Exchange ,
Listing Rules ,
Publicly-Traded Companies ,
Regulatory Requirements ,
Securities Regulation ,
Wealth Management
Key developments of interest over the last month include: • United Kingdom: The Payment Systems Regulator (PSR) has published two calls for views, one of which focuses on authorised push payment (APP) scams and the other on...more
In response to the growing popularity in the use of external data storage for record-keeping, on 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) issued a circular to licensed corporations (LCs) on the...more
On 18 June 2020 the HKEx announced plans to launch the HKEX Sustainable and Green Exchange (STAGE), a new information platform which will act as a central hub for data and information on sustainable and green finance...more
Hong Kong Exchanges and Clearing Limited (HKEx) signs agreement with MSCI Inc. (MSCI) to license indexes to launch Asia and Emerging Markets futures and options contracts
...more
6/11/2020
/ Capital Markets ,
China ,
Data Protection ,
Emerging Markets ,
Equity Markets ,
ETFs ,
Financial Markets ,
Financial Services Industry ,
Financial Transactions ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Hong Kong Stock Exchange ,
Listing Standards