In March 2015, the Securities and Exchange Commission (SEC) adopted amendments to Regulation A, which expanded the Regulation A exemption from the Securities Act of 1933 (the Securities Act) registration for public offerings...more
7/18/2023
/ Capital Formation ,
Corporate Issuers ,
Enforcement Actions ,
Financial Statements ,
Offerings ,
Publicly-Traded Companies ,
Regulation A ,
SEC Comment Letter Process ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Settlement
Regulation A provides an exemption from the registration requirements of the Securities Act of 1933 (the “Securities Act”) for offers and sales of securities up to $20 million, for Tier 1 offerings, or up to $50 million, for...more