Marla Kreindler

Marla Kreindler

Morgan Lewis

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Target Date Funds: Facing Increasing Congressional, Regulatory, and Legal Scrutiny

In recent years, target retirement date funds (TDFs) have become a very popular investment option on participant-directed defined contribution plan investment lineups. But, as discussed in this LawFlash, as TDFs have grown in...more

7/19/2021  /  Benefit Plan Sponsors , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Investment Management , Retirement Plan , Securities and Exchange Commission (SEC) , Target Date Funds

Common and Collective Investment Funds: SEC Action Warrants Attention but Offers Limited Guidance

A recent enforcement action (Proceeding) by the US Securities and Exchange Commission (SEC) against a state-chartered trust company (Trust Company) has attracted attention in the banking and asset management industries. ...more

12/9/2020  /  Asset Management , Collective Investment Schemes , Enforcement Actions , Investment Company Act of 1940 , Investment Funds , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Violations , Trust Funds
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