Summaries of recent legislative and regulatory developments with respect to:
•The SEC’s Examination Priorities for 2021-
•The SEC’s Focus on Digital Asset Securities-
•The SEC’s New Marketing Rule... ...more
4/1/2021
/ Accredited Investors ,
Anti-Money Laundering ,
BEA ,
Broker-Dealer ,
CARES Act ,
CFIUS ,
Chief Compliance Officers ,
Client Funds ,
Common Reporting Standard (CRS) ,
Compliance ,
Coronavirus/COVID-19 ,
Department of Justice (DOJ) ,
Digital Assets ,
Disclosure ,
Employee Retirement Income Security Act (ERISA) ,
Environmental Social & Governance (ESG) ,
EU ,
Financial Fraud ,
Financial Industry Regulatory Authority (FINRA) ,
FinTech ,
Foreign Investment ,
Form CRS ,
General Data Protection Regulation (GDPR) ,
IARD ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Portfolios ,
Net Operating Losses ,
Office of Foreign Assets Control (OFAC) ,
Recordkeeping Requirements ,
Registered Investment Advisors ,
Safe Harbors ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Tax Cuts and Jobs Act ,
U.S. Treasury ,
Unauthorized Transactions
As businesses and other organizations in the private sector cautiously open their doors in the wake of the pandemic, DCT enables more efficient tracing of infected employees and notification to those at-risk. DCT also offers...more
6/22/2020
/ Android ,
Apple ,
California ,
California Consumer Privacy Act (CCPA) ,
Contact Tracing ,
Coronavirus/COVID-19 ,
Data Protection ,
Google ,
Health Insurance Portability and Accountability Act (HIPAA) ,
iPhone ,
Mobile Apps ,
Sensitive Personal Information ,
State and Local Government ,
State Attorneys General ,
Virus Testing
The COVID-19 pandemic has had a disparate effect on privacy regulators, with varying levels of enforcement advocated by different government entities; the California Attorney General, the U.S. Department of Health & Human...more
6/1/2020
/ Attorney General ,
California ,
California Consumer Privacy Act (CCPA) ,
Compliance ,
Consumer Privacy Rights ,
Contact Tracing ,
Coronavirus/COVID-19 ,
COVID-19 Consumer Data Protection Act ,
Cyber Attacks ,
Cybersecurity ,
Department of Health and Human Services (HHS) ,
Emergency Management Plans ,
Enforcement Actions ,
EU ,
European Data Protection Board (EDPB) ,
Federal Trade Commission (FTC) ,
Global Workforce ,
Health Insurance Portability and Accountability Act (HIPAA) ,
Malware ,
Personal Information ,
Phishing Scams ,
Popular ,
Privacy Acts ,
Proposed Legislation ,
Regulatory Standards ,
Scams ,
Sensitive Personal Information ,
State and Local Government ,
UK
As millions have moved their professional and personal lives online, in-person contact during the COVID-19 pandemic has become a memory except for “essential” public services. To receive medical care or an education, be...more
5/27/2020
/ California ,
California Consumer Privacy Act (CCPA) ,
Coronavirus/COVID-19 ,
Data Breach ,
Data Collection ,
Data Privacy ,
Data Protection ,
Department of Health and Human Services (HHS) ,
Identity Theft ,
New York ,
OCR ,
Online Payments ,
Online Platforms ,
Remote Working ,
Sensitive Personal Information ,
State and Local Government ,
Zoom®
In response to the COVID-19 pandemic, significant sectors of the global workforce abruptly shifted to working remotely. Private and public businesses, government operations, and educational institutions moved en masse to...more