The CFTC has seen a significant amount of activity since the inauguration of President Donald Trump on January 20. Chairman Rostin Behnam resigned as Chairman and as a Commissioner. Caroline Pham was elected Acting Chairman...more
2/27/2025
/ Artificial Intelligence ,
Blockchain ,
CFTC ,
Cryptocurrency ,
Derivatives ,
Digital Assets ,
Enforcement Actions ,
Financial Services Industry ,
FinTech ,
Regulatory Agenda ,
Swap Dealers
On January 25, 2024, the Commodity Futures Trading Commission’s (CFTC) Staff issued a request for comment (RFC) on the current and potential uses and risks of artificial intelligence (AI) in the markets that the CFTC...more
Over the past several weeks, competing views have emerged from Capitol Hill and the SEC over how the Securities and Exchange Commission (“SEC” or “Commission”) should approach waivers of collateral consequences for parties...more
7/25/2019
/ Congressional Committees ,
Corporate Misconduct ,
Disqualification ,
Enforcement Actions ,
Financial Services Committee ,
Financial Services Industry ,
Guidance Update ,
Proposed Legislation ,
Scienter ,
Securities and Exchange Commission (SEC) ,
Waivers