Editor's Note -
In this edition. The NYDFS proposed a cybersecurity regulation governing New York-chartered banks and insurance companies, the OCC released its bank supervision priorities in its annual supervision...more
9/22/2016
/ Broker-Dealer ,
Brokerage Accounts ,
BSA/AML ,
Cybersecurity ,
Department of Justice (DOJ) ,
Fair Housing Act (FHA) ,
False Claims Act (FCA) ,
Financial Institutions ,
FinTech ,
HUD ,
Mortgages ,
NYDFS ,
OCC ,
Proposed Regulation ,
Settlement Agreements ,
Transparency
Regulatory Developments -
SEC Staff Updates 2014 Money Market Fund Reform FAQs -
On May 23, the staff of the Securities and Exchange Commission’s (SEC) Division of Investment Management published additional...more
Regulatory Developments -
FHFA Announces Principal Reduction Program for Struggling Underwater Homeowners -
On April 14, the Federal Housing Finance Agency (FHFA) announced a new Principal Reduction Modification...more
4/21/2016
/ Banks ,
Congressional Budget Office ,
FHFA ,
FinTech ,
FSOC ,
GAO ,
GSE ,
Major Swap Participants ,
OCC ,
OFR ,
Securities and Exchange Commission (SEC) ,
Swap Dealers ,
Underwater Homeowners
Regulatory Developments -
Cordray Testifies before Senate Banking Committee -
On April 7, Consumer Financial Protection Bureau (CFPB) Director Richard Cordray testified before the Senate Banking Committee during the...more
4/14/2016
/ Consumer Financial Protection Bureau (CFPB) ,
Enforcement Actions ,
FinTech ,
FSOC ,
MetLife ,
Mortgage Bankers Association ,
Online Marketplace Lending ,
Richard Cordray ,
Senate Banking Committee ,
SIFIs ,
UK
Regulatory Developments -
FHA Revises Loan-Level Certification Form -
On March 15, the Federal Housing Administration (FHA) announced changes to its loan-level certification form. The changes resulted from concerns...more
3/24/2016
/ Automotive Loans ,
Banks ,
Consumer Financial Protection Bureau (CFPB) ,
Fair Housing Act (FHA) ,
FDIC ,
FinTech ,
Investment Management ,
Madden v Midland Funding ,
Mortgages ,
OCIE ,
Operation Choke Point ,
Preemption ,
Prepaid Payment Products ,
Proxy Access Rule ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Telemarketing Sales Rule