Since the enactment of the Investment Company Act 85 years ago, the asset management industry has grown from $2 billion in assets to more than $39 trillion in assets. Under existing Securities and Exchange Commission (“SEC”)...more
7/14/2025
/ Asset Diversification ,
Asset Management ,
Fund of Funds ,
Investment Company Act of 1940 ,
Investment Funds ,
Investment Management ,
Investment Portfolios ,
Investors ,
Popular ,
Private Equity ,
Retail Investors ,
Securities and Exchange Commission (SEC)
With an estimated 34 people moving to the Charleston area each day and with South Carolina claiming one of the fastest-growing populations in the nation last year , the post-COVID increase in the number of private placement...more
3/27/2025
/ Capital Markets ,
Compliance ,
Enforcement Actions ,
Exemptions ,
Fund Sponsors ,
Investment ,
Investors ,
Private Placements ,
Regulation A ,
Regulation D ,
Regulatory Requirements ,
Reporting Requirements ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
Be you a merger and acquisition attorney, corporate compliance officer, or counsel to an acquiring entity or target entity, you should review the Department of Justice’s new Merger and Acquisition Safe Harbor Policy...more
1/23/2024
/ Acquisitions ,
Buyers ,
Chief Compliance Officers ,
Compliance ,
Compliance Management Systems ,
Corporate Crimes ,
Corporate Misconduct ,
Department of Justice (DOJ) ,
Due Diligence ,
Enforcement ,
Investigations ,
Law Firm Associates ,
Law Firm Partners ,
Mergers ,
Policies and Procedures ,
Policy Statement ,
Popular ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Safe Harbors ,
Self-Disclosure Requirements ,
Sellers ,
Voluntary Disclosure ,
White Collar Crimes
Instead of toiling over a 130-page private placement memorandum as an attorney or reviewing payroll as the head of the family business, imagine for a moment that you are Method Man, the de-facto lyrical leader of the Wu-Tang...more