Maxim Nowak

Maxim Nowak

Herbert Smith Freehills Kramer

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In Split 5-to-5 Decision, En Banc D.C. Circuit Denies Petition for Review in Lucia v. SEC

On June 26, 2017, the D.C. Circuit, en banc, split 5-to-5 on whether to grant a petition seeking to overturn an August 2016 ruling by a three-judge panel of the D.C. Circuit that determined that SEC administrative law judges...more

6/29/2017  /  Administrative Law Judge (ALJ) , Administrative Proceedings , Appointments Clause , Constitutional Challenges , En Banc Review , Enforcement Actions , Securities and Exchange Commission (SEC)
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