In a pair of orders issued this month, the U.S. Supreme Court signaled plans to provide further guidance in its upcoming Fall term concerning application of the heightened standard for pleading securities fraud claims...more
7/2/2024
/ Acquisitions ,
Appeals ,
Data-Sharing ,
Facebook ,
Form 10-K ,
Petition for Writ of Certiorari ,
PSLRA ,
Rule 10b-5 ,
Scienter ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Fraud
On March 9, 2022, the Securities and Exchange Commission (“SEC”) announced Proposed Rules on cybersecurity risk management, strategy, governance, and incident disclosure (“Proposed Rules”) to address concerns of increasing...more
On August 3, 2021, Securities and Exchange Commission (“SEC”) Chair Gary Gensler made headlines when he dubbed the current cryptocurrency landscape the “Wild West.” Though attention-grabbing, these remarks are not isolated,...more
On March 11, 2021, the U.S. District Court for the Eastern District of New York granted a stay in the civil case brought by the Securities and Exchange Commission (“SEC”) against GPB Capital Holdings, LLC (“GPB Capital”),...more
3/25/2021
/ Attorney-Client Privilege ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Discovery ,
Expert Testimony ,
Expert Witness ,
Fifth Amendment ,
Fraud ,
Indictments ,
Limited Liability Company (LLC) ,
Order to Stay ,
Private Equity ,
Securities and Exchange Commission (SEC) ,
Self-Incrimination