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Venture Capital Funds: 3(c)(1) Funds vs. 3(c)(7) Funds

Provided that they meet certain criteria, venture capital funds are not required to be registered as an “investment company” by the U.S. Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940...more

Management Rights Letters: What they are, why they are important and potential traps to be mindful of

What are they? A letter agreement between a portfolio company and an investing venture capital fund which provides the venture capital fund with certain “management rights” that allow it to substantially participate in, or...more

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