Melissa Mikail

Sheppard Mullin Richter & Hampton LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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Supreme Court Limits SEC’s Enforcement Power to Penalize Fraud

In Securities and Exchange Commission v. Jarkesy, No. 22-859, 2024 WL 3187811 (U.S. June 27, 2024), the United Stated Supreme Court (Roberts, C.J.) held that when the Securities and Exchange Commission (“SEC”) seeks civil...more

7/1/2024 / Disclosure Requirements , Fraud , SCOTUS , SEC v Jarkesy , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation , Securities Violations , Seventh Amendment

California Court of Appeal Holds that a Corporation’s Direct Cause of Action for Breach of Fiduciary Duty is Legal Rather than...

In ZF Micro Solutions, Inc. v. TAT Capital Partners, Ltd., 2022 WL 4090879 (Cal. App. Aug. 8, 2022), the Fourth Appellate District of the California Court of Appeal decided, as a matter of first impression, that a...more

9/16/2022 / Appeals , Breach of Duty , California , Corporate Counsel , Corporate Governance , Fiduciary Duty , Reversal , Securities and Exchange Commission (SEC) , Securities Litigation , Shareholders

SEC Commissioner Calls for a Brave New Approach to Corporate Penalties

During a March 9, 2021 industry conference, one of the four current U.S. Securities and Exchange (“SEC”) commissioners floated a new approach to calculating penalties for corporate misconduct. Caroline A. Crenshaw, who was...more

3/19/2021 / Corporate Governance , Enforcement Actions , Investigations , Penalties , Securities and Exchange Commission (SEC)

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