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GIPS 2020 Exposure Draft: What You Need to Know

AGENDA - Overview of GIPS Standards - Goals of CFA Institute for GIPS 2020 Exposure Draft - Proposed Material Changes to GIPS Standards - Impact of GIPS 2020 Proposals on Market Participants - ...more

FINRA Issues Interpretive Guidance on Related Performance in Institutional Communications

On June 9, 2017, the Financial Industry Regulatory Authority, Inc. (“FINRA”) issued an interpretive letter (the “Letter”) permitting the use of Related Performance Information (as defined below) in continuously offered...more

FINRA Relaxes Restrictions on Related Performance in Institutional Communications

On May 12, 2015, the Financial Industry Regulatory Authority (“FINRA”) issued an interpretive letter (the “Letter”) permitting the use of Related Performance Information (as defined below) in communications distributed solely...more

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