Join Michael J. Charlillo as he discusses FINRA's latest expungement process enhancements. He will explore process changes implemented when requesting and obtaining expungement of customer dispute information. Michael will...more
11/28/2023
/ Amended Rules ,
Arbitration ,
Broker-Dealer ,
Continuing Legal Education ,
Customer Information ,
Dispute Resolution ,
Expungement ,
Financial Adviser ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Financial Services Industry ,
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