Michael Hayes

Michael Hayes

Blake, Cassels & Graydon LLP

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Securities Regulators Look to Improve Client-Registrant Relationship with Client Focused Reforms

The Canadian Securities Administrators (CSA) recently published reforms to enhance the client-registrant relationship (Client Focused Reforms). The Client Focused Reforms amend National Instrument 31-103 Registration...more

10/24/2019  /  Canada , Canadian Securities Administration , Capital Markets , Investment , Investors
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