Over the last few years, broker dealers and financial advisors have filed a flurry of legal actions seeking both: (1) to strip the Financial Industry Regulatory Authority (FINRA) of its power to adjudicate customer and...more
8/8/2025
/ Appeals ,
Arbitration Agreements ,
Broker-Dealer ,
Constitutional Challenges ,
Dispute Resolution ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
Jury Trial ,
Popular ,
Regulatory Authority ,
Securities and Exchange Commission (SEC) ,
Seventh Amendment ,
Statutory Interpretation
Cleveland Municipal Court has been shut down the past two weeks as it grapples with a cyber incident. The nature and scope of this incident is not yet publicly known, but it is reasonable to suggest that the Court may have...more
3/10/2025
/ Cyber Attacks ,
Cyber Crimes ,
Cybersecurity ,
Data Breach ,
Data Privacy ,
Data Security ,
Government Agencies ,
Municipalities ,
Popular ,
Ransomware ,
State and Local Government