Michael Kaupa

Michael Kaupa

Faegre Drinker Biddle & Reath LLP

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SEC Disgorgement Claim Challenged After Supreme Court’s Decision in Liu

The SEC’s disgorgement request in a litigated proceeding in federal district court is being challenged in the wake of the Supreme Court’s 2020 decision in Liu v. SEC, which limited how much the agency can seek in...more

2/9/2022  /  Accounting , Audits , Broker-Dealer , Business Expenses , Disgorgement , Investment Adviser , Liu v Securities and Exchange Commission , Publicly-Traded Companies , SCOTUS , Securities and Exchange Commission (SEC)
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