Michael Liftik

Michael Liftik

Quinn Emanuel

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SEC 2019 Priorities

In case you missed it during the holidays, the SEC’s Office of Compliance Inspections and Examinations (OCIE) announced its annual list of examination priorities for 2019 in late December. The annual list provides an...more

1/16/2019  /  Anti-Money Laundering , Cybersecurity , Digital Assets , Financial Industry Regulatory Authority (FINRA) , MSRB , OCIE , Retail Investors , SEC Examination Priorities , Securities and Exchange Commission (SEC)
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